Financial Markets Authority stories - Page 2
FMA clears Gentrack on prospectus, says offer risks could have been clearer
Mon, 10th Nov 2014
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financial markets authority
The Financial Markets Authority has cleared Gentrack Group's prospectus but said risks could have been made clearer after the utilities and airport.
NZX adviser cuts $10k settlement over dodgy Trade Me deal
Sat, 8th Dec 2012
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Unnamed adviser at a registered NZX participant to pay $10,000 settlement after getting found out on a backroom deal to get Trade Me shares when the online auction site was floated last year.
Crowdfunding comes under security spotlight
Wed, 3rd Oct 2012
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New Zealand's securities law is set to capture crowdfunding if it strays into the territory of offering returns.